Och-Ziff Capital Management Group LLC

Terms of Use and Other Disclosures

The terms and conditions of use set forth below apply to this website (collectively, the “Site).

Please read these terms and conditions of use carefully before using the Site. By using the Site, you acknowledge that you have read, understood and agreed to these terms and conditions of use. If you do not agree to these terms and conditions of use, you may not access or use the Site. Och-Ziff Capital Management Group LLC and its affiliates (Och-Ziff or the Company”) reserves the right, at the Company’s discretion, to change, modify, add or remove portions of these terms at any time. Therefore, Och-Ziff suggests that you review these terms periodically for changes. By using the Site after the Company has posted changes to these terms and conditions of use, you are agreeing to be bound by these terms as amended.

Disclaimer

Nothing contained in the Site constitutes investment, legal or tax advice. Neither the information nor any opinion contained in the Site constitutes a solicitation or offer by Och-Ziff or any fund or other entity managed directly or indirectly by Och-Ziff to buy or sell any securities, futures, options or other financial instruments. Decisions based on information contained on the Site are the sole responsibility of the visitor.

The materials in the Site are provided “AS IS and without warranties of any kind (either express or implied). To the fullest extent permissible pursuant to applicable law, Och-Ziff disclaims any and all warranties, express or implied, including, but not limited to, implied warranties of merchantability and fitness for a particular purpose.

Och-Ziff further assumes no responsibility for and makes no warranties that functions contained at this Site will be uninterrupted or error-free, that defects will be corrected, or that the Site or the server that makes it available will be free of viruses or other harmful components. Och-Ziff shall not be liable for any damages to, viruses that may infect, or services, repairs or corrections that must be performed on your computer on account of your accessing this Site.

Och-Ziff maintains historical materials and disclosures on its Site for archival and regulatory purposes. The information contained in such materials and disclosures was accurate at the time it was initially presented, and Och-Ziff assumes no responsibility for updating information to reflect subsequent developments. 

Restrictions on Use of Materials

Unless otherwise expressly noted, all information and materials, including without limitation images, illustrations, designs, icons, photographs, video clips and written and other materials, that are part of the Site are copyrights, trademarks, service marks, trade names, trade dress and/or other intellectual property owned, controlled or licensed by Och-Ziff. No material from the Site may be copied, reproduced, republished, uploaded, posted, transmitted or distributed in any way; provided, however, that you may download, where specifically permitted, one copy of the materials on any single computer for your personal, non-commercial use only, provided you keep intact and properly display all copyright and other proprietary notices. You may not distribute, modify, transmit, reuse, repost, or use the content of the Site, including, without limitation, any text, images, audio and video, for public or commercial purposes without Och-Ziff's written permission. Modification or use of the information or materials for any other purpose will violate the copyright and/or intellectual property rights of Och-Ziff. Och-Ziff will not treat users of this Site as its clients by virtue of their accessing this Site.

Our Disclosures and Forward-Looking Statements

The information contained on this website may contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, that reflect the Company's current views with respect to, among other things, future events and financial performance. The Company generally identifies forward-looking statements by terminology such as “outlook,” “believe,” “expect,” “potential,” “continue,” “may,” “will,” “should,” “could,” “seek,” “approximately,” “predict,” “intend,” “plan,” “estimate,” “anticipate,” “opportunity,” “comfortable,” “assume,” “remain,” “maintain,” “sustain,” “achieve,” “see,” “think,” “position” or the negative version of those words or other comparable words.

Any forward-looking statements contained on this website are based upon historical information and on the Company’s current plans, estimates and expectations. The inclusion of this or other forward-looking information should not be regarded as a representation by the Company or any other person that the future plans, estimates or expectations contemplated by the Company will be achieved.  

The Company cautions that forward-looking statements are subject to numerous assumptions, estimates, risks and uncertainties, including but not limited to the following: global economic, business, market and geopolitical conditions, including Euro-zone sovereign debt issues; U.S. and foreign regulatory developments relating to, among other things, financial institutions and markets, government oversight, fiscal and tax policy; conditions impacting the alternative asset management industry; the Company’s ability to successfully compete for fund investors, assets, professional talent and investment opportunities; the Company's ability to retain its executive managing directors, managing directors and other investment professionals; the Company’s successful formulation and execution of its business and growth strategies; the Company’s ability to appropriately manage conflicts of interest and tax and other regulatory factors relevant to the Company’s business; and assumptions relating to the Company’s operations, investment performance, financial results, financial condition, business prospects, growth strategy and liquidity.  

If one or more of these or other risks or uncertainties materialize, or if the Company’s assumptions or estimates prove to be incorrect, the Company’s actual results may vary materially from those indicated in these statements. These factors are not and should not be construed as exhaustive and should be read in conjunction with the other cautionary statements and risks that are included in the Company’s filings with the Securities and Exchange Commission (“SEC”), including, but not limited to, the Company’s Annual Report on Form 10-K for the year ended December 31, 2013 filed with the SEC on March 18, 2014. There may be additional risks, uncertainties and factors that the Company does not currently view as material or that are not known. The Company does not undertake to update any forward-looking statement because of new information, future developments or otherwise.

This website and the information contained herein does not constitute an offer of any Och-Ziff fund.

Jurisdictional Issues

Unless otherwise specified, the materials in or accessible through the Site are directed at residents of the United States, its territories, possessions and protectorates. The Site is controlled and operated by Och-Ziff from its offices within the State of New York, United States of America. Och-Ziff makes no representation that materials in or accessible through the Site are appropriate or available for use in other locations or that access to them where their content is located is not illegal and prohibited. Those who choose to access the Site from other locations do so on their own initiative and are responsible for establishing the legality, usability and correctness of any information or materials under any or all jurisdictions and the compliance of that information or material with local laws if and to the extent local laws are applicable. You may not use or export the information or materials in violation of U.S. export laws and regulations. The information provided in or accessible through the Site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Och-Ziff to any registration or other requirement within such jurisdiction or country. Och-Ziff reserves the right to limit access to the Site to any person, geographic region or jurisdiction.

Transmissions to and from the Site

Electronic communications can be intercepted by third parties and, accordingly, electronic mail and other transmissions to and from the www.ozcap.com domain name or made via this Site may not be secure. Communications to Och-Ziff, particularly those containing confidential information, should be sent by mail to: Och-Ziff Capital Management Group LLC, 9 West 57th Street, 39th Floor, New York, New York 10019. Subject to any applicable terms and conditions set forth in our Privacy Policy, any communication or other material that you send to Och-Ziff through the Internet or post on the Site by electronic mail or otherwise is and will be deemed to be non-confidential and Och-Ziff shall have no obligation of any kind with respect to such information. Och-Ziff shall be free to use any ideas, concepts, know-how or techniques contained in such communication for any purpose whatsoever, without any compensation due or payable to you.

Links to Other Web Sites and Services

Och-Ziff does not review or monitor any websites linked from or to the Site and your following links from or to such websites is at your sole risk. Accordingly, Och-Ziff cannot be held responsible for the information, materials, products or services obtained on or from such other websites, nor will Och-Ziff be liable in any respect whatsoever for any damages arising from your access to such websites. Any links from or to other websites are provided merely for the convenience of the users of the Site and the inclusion of these links does not imply an endorsement, representation or warranty by Och-Ziff with respect to any such linked websites or the content, products or services contained or accessible through, or the operators of, such websites.

Governing Law and Consent to Jurisdiction

These terms and your use of the Site shall be governed by the laws of the United States of America and the State of New York without regard to its conflicts of laws principles. Any legal action or proceeding related to this Site shall be brought exclusively in a federal or state court of competent jurisdiction sitting in New York.

Other

If any provision of these terms shall be deemed unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from these terms and shall not affect the validity and enforceability of any remaining provisions. Och-Ziff reserves the right to alter or delete materials from this Site at any time at its discretion.

Och-Ziff is Authorized and Regulated by the Financial Conduct Authority

This Site is issued or approved by Och-Ziff Management Europe Limited (“OZMEL) which is authorized and regulated by the Financial Conduct Authority (FCA). OZMEL, whose registered office is at 40 Argyll Street, London W1F 7EB, United Kingdom, appears in the FCA's Register (Registration No. 190662). OZMEL is registered as a Private Limited Company in England and Wales (Company Number 03676366) and its VAT registration number is 749344894.

OZMEL is subject to the FCA rules and guidance, details of which can be found on the FCA's website at www.fca.org.uk. The FCA is one of the two principal regulators of the financial services industry in the UK and is located at 25 The North Colonnade, Canary Wharf, London E14 5HS, United Kingdom.

Commitment to the UK Stewardship Code

Under Rule 2.2.3R of the FCA's Conduct of Business Sourcebook, OZMEL is required to disclose in an accessible form a statement about the nature of its commitment to the UK Financial Reporting Council's Stewardship Code (the Code) or, where it does not commit to the Code, its alternative investment strategy. The Code is a voluntary code and sets out a number of principles relating to engagement by investors with UK equity issuers. Investors that commit to the Code can either comply with it in full or choose not to comply with aspects of the Code, in which case they are required to explain their non compliance.

OZMEL pursues a multi-strategy approach to investing that involves it trading in global equities, including some UK equities. The Code is therefore relevant to some aspects of OZMEL's trading. While OZMEL generally supports the objectives that underlie the Code, OZMEL has chosen not to commit to the Code. OZMEL invests in a variety of asset classes and in a variety of jurisdictions globally. OZMEL's policies in relation to engagement with issuers and their management are determined globally on groupwide basis. The group takes a global approach to engagement with issuers and their management in all of the jurisdictions in which it trades and, consequently, OZMEL does not consider it appropriate to commit to any particular voluntary code of practice relating to any individual jurisdiction.

Hedge Fund Standards Board Signatory

Credits

Development:
Animus Rex, Inc.
www.animusrex.com
info@animusrex.com

Design:
Ross Culbert & Lavery, Inc.
www.rclnyc.com
info@rclnyc.com

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